NASAA The North American Securities Administrators Association (NASAA) is the voice of securities regulators in the 50 states, the District of Columbia, Puerto Rico, the U.S.
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Virgin Islands, Canada and Mexico. Visit us at: www.nasaa.org and follow us on twitter @NASAA_News.

Mission: NASAA is the oldest international investor protection organization. Today, NASAA membership consists of 67 state, provincial and territorial securities administrators in the 50 states, the District of Columbia, the U.S. Virgin Islands, Puerto Rico, Canada and Mexico. Regulation of securities offerings and the licensing of broker-dealers and their agents by a state are governed by what is known as “blue sky” law. The term “blue sky” referred to speculative schemes that, in the words of a judge of the period, had no more substance than so many feet of “blue sky.” The first modern state blue sky law was adopted in 1911 in Kansas. The Kansas law served as the nationwide model for state securities regulation. State securities regulation predates the creation of the federal Securities and Exchange Commission (SEC) by more than two decades. NASAA was organized in Kansas in 1919. The association operated a small business office in Topeka, Kansas, and hired its first executive director in 1983. NASAA moved its Corporate Office to Washington, D.C. in 1987.

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Knowing what to invest in and if you are making the right choice can be confusing. Here are five things to consider befo...
11/05/2020

Knowing what to invest in and if you are making the right choice can be confusing. Here are five things to consider before you invest your money. https://bit.ly/34YxMhO

Saving for your future can be tough when you have student loans and living expenses. Learn how to cut some costs. https:...
11/05/2020

Saving for your future can be tough when you have student loans and living expenses. Learn how to cut some costs. https://bit.ly/3euZLc5

Nearly all women will be financially responsible for themselves or their families at some point. Learn how to protect yo...
11/05/2020

Nearly all women will be financially responsible for themselves or their families at some point. Learn how to protect your family's money. https://bit.ly/3l3P9U1

Managing money with someone can be tough. Learn how to ask the tough questions when considering merging accounts. https:...
11/05/2020

Managing money with someone can be tough. Learn how to ask the tough questions when considering merging accounts. https://bit.ly/2TYlwHK

Taking charge of your financial future can be scary, but with these 5 simple steps from @FINRA, you can learn how to tak...
11/04/2020

Taking charge of your financial future can be scary, but with these 5 simple steps from @FINRA, you can learn how to take charge by improving your financial literacy. https://bit.ly/3l9ZHRq

Cross-selling by banks and investment firms is a growing concern for securities regulators. Learn more in NASAA's invest...
11/04/2020

Cross-selling by banks and investment firms is a growing concern for securities regulators. Learn more in NASAA's investor advisory. https://bit.ly/3jY9CrS

Studies show that children who learn about money at home understand money management better as an adult. Learn how to st...
11/04/2020

Studies show that children who learn about money at home understand money management better as an adult. Learn how to start the money talk with your children. https://bit.ly/3lb5t5H

Not investing for your retirement? Here are some tips on how to talk to your employer about retirement plans.  #StartThe...
11/04/2020

Not investing for your retirement? Here are some tips on how to talk to your employer about retirement plans. #StartTheConversation https://bit.ly/2GstUw5

The first step in protecting your money and being an informed investor is learning the red flags of fraud. Take time thi...
10/26/2020

The first step in protecting your money and being an informed investor is learning the red flags of fraud. Take time this month to learn how to protect yourself. https://bit.ly/34HGm2H

Senior investment fraud can deplete life savings with little opportunity to regain financial stability. Learn how to pro...
10/26/2020

Senior investment fraud can deplete life savings with little opportunity to regain financial stability. Learn how to protect your nest egg. https://bit.ly/3mo4RJR

Senior investor fraud is a growing concern due to the wealth of seniors & continuing growth in the number of retirees & ...
10/26/2020

Senior investor fraud is a growing concern due to the wealth of seniors & continuing growth in the number of retirees & social isolation. http://serveourseniors.org/

Approach cryptocurrencies, ICOs and other cryptocurrency-related investment products with caution. Learn more with NASAA...
10/22/2020

Approach cryptocurrencies, ICOs and other cryptocurrency-related investment products with caution. Learn more with NASAA’s Get in the Know video series. https://bit.ly/35qIgFB

Paying an unexpected cost can be tough, but if you are prepared it won’t be such a shock. Learn how you can save a littl...
10/22/2020

Paying an unexpected cost can be tough, but if you are prepared it won’t be such a shock. Learn how you can save a little every paycheck for the unexpected. https://bit.ly/3kpoqkv

Not investing for your retirement? Here are some tips on how to talk to your employer about retirement plans.  #StartThe...
09/11/2020

Not investing for your retirement? Here are some tips on how to talk to your employer about retirement plans. #StartTheConversation https://bit.ly/3k929qF

Are you working with a “senior specialist” to help make investment decisions? Make sure you understand what their creden...
09/11/2020

Are you working with a “senior specialist” to help make investment decisions? Make sure you understand what their credentials mean and whether they are licensed to sell securities or provide investment advice. https://bit.ly/2Rj0rXa

Do you feel pressured to take care of your kids and your parents? Welcome to the sandwich generation! Learn how you can ...
09/11/2020

Do you feel pressured to take care of your kids and your parents? Welcome to the sandwich generation! Learn how you can take care of everyone and still save for your future. https://bit.ly/32kJzWs

Uninformed investors are easy targets for scammers. Learn how to become an informed investor. https://bit.ly/3ihN7y8
09/09/2020

Uninformed investors are easy targets for scammers. Learn how to become an informed investor. https://bit.ly/3ihN7y8

According to @Ycharts  46.7% of millennials are working with a financial advisor or plan on working with one. Learn how ...
09/09/2020

According to @Ycharts 46.7% of millennials are working with a financial advisor or plan on working with one. Learn how to verify their license. #TrustbutVerify #ProtectYourMoney https://bit.ly/3hfADWq

Starting a new job or switching careers can be tough. Make sure you don’t lose your retirement funds in the transition. ...
09/09/2020

Starting a new job or switching careers can be tough. Make sure you don’t lose your retirement funds in the transition. https://bit.ly/2DIz4mi

Preparing for retirement is important for everyone. Learn how to stay on the right track no matter where you are in your...
09/09/2020

Preparing for retirement is important for everyone. Learn how to stay on the right track no matter where you are in your career. https://bit.ly/2R6zlCE

60% of millennials have student loan debt, but that debt does not just affect them, it affects their parents as well. Ta...
09/08/2020

60% of millennials have student loan debt, but that debt does not just affect them, it affects their parents as well. Take time to better understand college savings plans. https://bit.ly/2ZlFM9A

Are you just getting started in investing? Here are some tips on how to navigate the investing roadmap to help you avoid...
09/08/2020

Are you just getting started in investing? Here are some tips on how to navigate the investing roadmap to help you avoid potholes and roadblocks. https://bit.ly/2ZgvuY6

Ready to learn about #investing? Take steps to learn more before investing your money so you can make smart decisions.  ...
07/30/2020

Ready to learn about #investing? Take steps to learn more before investing your money so you can make smart decisions. https://bit.ly/2wQf0e8

Before you make a bad connection on social media, learn how to protect yourself. https://bit.ly/2LNtwI2
07/30/2020

Before you make a bad connection on social media, learn how to protect yourself. https://bit.ly/2LNtwI2

Creating a budget is the first step to smart money management. Learn how to create a budget to make sure you are on the ...
07/30/2020

Creating a budget is the first step to smart money management. Learn how to create a budget to make sure you are on the right track. https://bit.ly/373xpBn

Even if you are just starting out in your career it is important to know how to confidently plan for retirement. Learn h...
07/29/2020

Even if you are just starting out in your career it is important to know how to confidently plan for retirement. Learn how to get started. #PlanningAhead https://bit.ly/2S2A87I

Knowing how to manage money a big step toward having a financial healthy future. Here are a few simple steps to start ma...
07/29/2020

Knowing how to manage money a big step toward having a financial healthy future. Here are a few simple steps to start managing your money. https://bit.ly/2LLILRN

Sending your child to college doesn’t have to send you into debt. 529 plans can help, but learn what to watch for when c...
07/29/2020

Sending your child to college doesn’t have to send you into debt. 529 plans can help, but learn what to watch for when considering a plan. #529plan https://bit.ly/2RHw4uO

The STaRT Workplace Retirement Outreach Toolkit covers the phases of retirement planning for various life stages. https:...
07/28/2020

The STaRT Workplace Retirement Outreach Toolkit covers the phases of retirement planning for various life stages. https://bit.ly/36fyAgv

Is there someone new in your circle of friends giving you money advice? Make sure to check out their promises before you...
07/28/2020

Is there someone new in your circle of friends giving you money advice? Make sure to check out their promises before you fall victim to affinity fraud. Learn more about affinity fraud before you become a victim. https://bit.ly/38ra8KJ

Address

750 1st St NE, Ste 1140
Washington D.C., DC
20002

Opening Hours

Monday 08:30 - 18:00
Tuesday 08:30 - 18:00
Wednesday 08:30 - 18:00
Thursday 08:30 - 18:00
Friday 08:30 - 18:00

Telephone

(202) 737-0900

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