16/12/2019
"There must be an end to litigation. Parties are not permitted to bring fresh litigations because of new views they may entertain of the law of the case, or new versions which they present as to what should be a proper apprehension by the Court of the legal result either of the construction of the documents or the weight of certain circumstances."
MAHMUD vs. HAUSAWA & ORS.(2018)LPELR-46073(CA)
ISSUE: ESTOPPEL PER REM JUDICATAM/RES JUDICATA-Meaning, nature and the conditions for the application of estoppel per rem judicatam
PRINCIPLE:
"As already adverted to by me at the debut of this judgment, it is the contention of the Appellant that, the land in dispute had earlier on been litigated upon to conclusion between the same parties, that
is, before the Respondents again filed Suit No. ADSM/16/2010 against them at the trial Court over the same property. The Appellant is therefore raising as a shield, the plea of "estoppel per rem
judicatam". However, the Respondents' reaction to this is that, the rights of the parties in the earlier action filed by them at the Upper Area Court, Gombi against the Appellant over the disputed land was
not finally determined by the latter Court. The doctrine of "estoppel per rem judicatam" a latin maxim, connotes that where a Court of competent jurisdiction has settled by a final decision, the matter in
controversy between the parties in an action, the said parties or their privies cannot relitigate that matter again by bringing a fresh action. See the cases of: (1) Adigun v. AG, Osun State & Ors. (1995) 3
NWLR (Pt. 385) P. 513 at 533-534 and (2) Osunrinde v. Ajamogun (1992) 6NWLR (Pt. 246) P.156 at P.183. The rationale behind the doctrine was long ago underscored by Aniagolu, JSC (of blessed
memory) in the case of:Aro v. Fabolude (1983)1 SCNLR p.58 in the following words:
There must be an end to litigation. Parties are not permitted to bring fresh litigations because of new views they may entertain of the law of the case, or new versions which they present as to what
should be a proper apprehension by the Court of the legal result either of the construction of the documents or the weight of certain circumstances. If those were permitted, litigation would have no end
except when legal ingenuity is exhausted. Black's Law Dictionary Eighth Edition defines "res judicata" as: "a thing adjudicated". In other words, the phrase means "an issue that has been definitely settled
by judicial decision". It is an affirmative defense barring the same parties from litigating a second lawsuit on the same claim, or any other claim arising from the same transaction or series of transactions
that could have been, but was not, raised in the first suit. Generally, "estoppel" means "a bar that prevents one from asserting a claim or right that contradicts what one has said or done before or what
has been legally established as true. A bar that prevents the re-litigation of issues." Therefore, "estoppel" per res judicatam" is a doctrine barring a party from litigating an issue determined against that
party in an earlier action. See pages 1336 to 1337 and 589 of Black's Law Dictionary (supra) and the cases of: (1) Cole v. Jibunoh (2016) LPELR-40662 (SC); (2) Tukur v. Uba (2013) 4 NWLR (Pt. 1343) p.
90; (3) Makun v. FUT Minna (2011) 18NWLR (Pt. 1278) P. 190 and (4) Balogun v. Adejobi (1995) LPELR-724 (SC). On the doctrine under discourse, the Supreme Court restated the well-established position
of the law in the case of: Cole v. Jibunoh (supra) as follows:
Where a Court of competent jurisdiction has finally settled a matter in dispute between parties, neither party nor privy may litigate that issue under the guise of bringing a fresh action, since the matter is
said to be res judicata. The judgment in Suit No. ID/1082/90 is a final judgment of a competent Court, which is a judgment in rem. The finding of Martins J. in Suit No. ID/1082/90 is binding on the
Appellant in this case and estops her from raising in Suit No. ID/3228/94 the issue that have been finally decided in that earlier case-See: K Flow Farm Industries Ltd. v. University of Ibadan (1993) NWLR
(Pt.290) 719 at 724.
In the earlier decision of the Apex Court in the case of: Makun v. FUT Minna (supra), the doctrine of "res judicata" was exposited in the following succinct words:
It is a foregone conclusion in law that based on the doctrine of res judicata, where a Court of competent jurisdiction has settled, by a final decision the matters in dispute between the parties, none of the
parties or his privies may re-litigate that issue again by bringing a fresh action. The estoppel created is said to be by record inter parties. The rule of estoppel per rem judicatam requires that where a
final decision is given by a Court of competent jurisdiction, the parties thereto cannot be heard to contradict that decision in any subsequent litigation between them respecting the same subject-matter.
As a plea, the decision operates as a bar to a subsequent litigation and as evidence; it is conclusive between the parties to it. The plea applies where a Court has given a final decision on the matter like
deciding that it has no jurisdiction to entertain a matter and there is no appeal against it over the suit.
The application of the doctrine of "estoppel per rem judicatam" is based on the four conditions which must exist cumulatively for the plea to be successful. The conditions are as follows:
1. The parties must be the same in the earlier action as in the second action;
2. The issue or subject-matter must be the same in the earlier action as in the second action;
3. The judgment or decision in the earlier action must be a final one; and
4. The Court which adjudicated upon the earlier suit must possess the requisite jurisdiction over the suit.
See the cases of: (1) Manson v. Halliburton Energy Services Ltd (2007) 2 NWLR (Pt. 1018) P. 211 at P. 243; (2) Makun v. FUT Minna (supra); (3) Madukolu v. Nkemdilim (supra) and (4) Omokhafe
v. Esekhomo (1993) 8NWLR (Pt. 309) P.58 at P.68.
I have exhaustively searched the record of appeal, the only bundle of documents to which I am legally confined in the matter of the appeal. There is no single material therein to support the claim of the
Appellant that the rights of the Respondents and Appellant in the subject-matter in dispute between them had been conclusively determined by the Upper Area Court, Gombi, prior to the institution of
Suit No. ADSM/16/2010 by the Respondents at the trial Court. It can be gleaned from the record of appeal that the Respondents filed a motion "ex parte" in respect of the land in dispute at the Upper
Area Court, Gombi in Suit No. UAC/GMB/CVF1/10/2010. The motion was for: 1. Interim injunction restraining the respondents, servants, agents, workmen or anybody claiming through them from further
trespassing on the house of the applicants the subject matter of this suit or from dealing in any manner whatsoever in including destroying or building of room or any construction thereon pending the
hearing of the motion on notice.
2. Any other order or orders, the Court may deem fit to make in the circumstance of the case.
It is also decipherable from the same record that, the Respondents had previously at the same Court, filed a substantive action against the Appellant "vide" Suit No. UAC/GMB/CVF1/80/2008. However,
other than the said "ex parte" application which was granted on the 22nd of February, 2010, there is no proof that, the substantive suit was prosecuted and determined by the said Upper Area Court,
Gombi. Contrariwise, both the application and substantive suit were discontinued by the Respondents. See page 57 through to page 60, particularly pages 59 and 60 of the record of appeal.
Therefore, the suits before the Upper Area Court, Gombi having been discontinued on the 25th of March, 2010 before the rights of the parties therein were ever determined one way or the other, Suit No.
ADSM /16/2010 vide the Writ of Summons/2nd Amended Joint Statement of Claim issued/filed by the Respondents against the Appellant in respect of the same property on the 29th of March, 2010 and
7th of November, 2013 respectively was without any encumbrances - see pages 3, 4, 31 to 35 of the record of appeal. There is no question in my mind that, the reliefs sought against the Appellant, by
the Respondents, in the said Writ of Summons/2nd Amended Joint Statement of Claim, are within the very vast powers conferred on the trial Court, a State High Court, by Section 272 of the 1999
Constitution to adjudicate upon. What is more, the Appellant has not challenged the power of the said trial Court to entertain the suit per se. Hence, as earlier on noted above in this paragraph, the shield
of "estoppel per rem judicatam" can not avail the Appellant as, not one of the reliefs sought by the Respondents against him in Suit No. ADSM/16/2010, had been entertained, let alone determined by the
Upper Area Court, Gombi or any other Court at that prior to the filing of the said suit against him by the Respondents at the trial Court. This is the firm position of the law with the antecedents of this
matter and notwithstanding, the so-called evidence of the 3rd Respondent as PW1 at the trial Court regarding what transpired at the Upper Area Court, Gombi. It should be noted though that, I do not
agree with the Appellant's position that the intendment of the said evidence is that, the rights of the parties herein had already been determined at the Upper Area Court, Gombi. For the said action at
the Upper Area Court, Gombi did not as much proceed to trial, let alone conclusion or determination. The Court did not give any decision one way or the other in the action of the Respondents against the
Appellant. Hence, an inconclusive and indeed discontinued action cannot be a bar to a subsequent one duly commenced before a Court of competent jurisdiction. What is more, in the instant matter, the
Appellant as defendant at the Upper Area Court, Gombi did not file a counter claim to the action of the Respondents as plaintiffs against him. As a matter of fact, the Appellant did not enter any
appearance before that Court in defence of the said action of the Respondents against him. It is thus unconscionable for him to want to profit under the proceedings of the Upper Area Court, Gombi. On
whether an abandoned claim in a previous suit can constitute "res judicatam" in a later suit, the Supreme Court in the case of: Nwokedi v. Okugo (2002) 16 NWLR (Pt. 794) p. 441, held that:
Where a claim or claims are abandoned by the plaintiff in a suit consequent upon which the trial Court fails to adjudicate upon the claims though those claims are directly in dispute, that case will not
operate as res judicata in a later suit against a defendant who did not counter-claim. In other words, where a trial Court did not give any decision one way or the other on the claim before it and there is
no counter-claim the case cannot be construed as res judicata in a later case.
The stress must equally be put on the point brought to the fore by the Respondents' learned counsel that, the Appellant is not entitled to the plea of "estoppel" herein, the issue and its particulars not
having been pleaded by him before the trial Court. This is quite on point and I am again at one with the Respondents' learned counsel. The law is trite that, "estoppel" must be pleaded before the trial
Court, otherwise, it cannot be raised on appeal for the first time. See the cases of: (1) Obanye v. Okwunwa (1930) 10 NLR p. 8; (2) Sowa v. Amachree (1933) 11 NLR P. 82; (3) Dedeke v. Williams (1944)
10 WACA P. 164 and (4) Clay Industries (Nig.) Ltd. v. Aina (1997) 8 NWLR (Pt. 516) p. 208. The age-long legal position was restated as follows by the Supreme Court in the case of:Gbemisola v. Bolarinwa
& Anor. (2014) LPELR-22463:
It is indeed the law that where pleadings are necessary, estoppel should properly be set up as a plea in defence with sufficient particulars to apprise the plaintiff the basis on which he is estopped from
relitigating the particular case or issue. Where there are no pleadings, the defence should be raised by evidence at the earliest opportunity. See J. O. Awiawo & Anor. v. Attorney General North Central
State & 2 Ors. (1973) 6 SC 34 at 38 and 39; Sosan & Ors. v. Ademuyiwa (1986) 1 NSCC 673 and Okafor Adone & Ors. v. Ozo Gabriel Ikebudu & Ors. (2001) 7 SC (Pt.111) 22. In Clay Ind. (Nig.) Ltd. v. Aina
(1997) 8 NWLR (Pt. 516) 208 at 229, this Court held that as a general principle of the law, estoppel must be pleaded before the trial Court otherwise it cannot be raised on appeal. More particularly, in Odi
v. Iyala (2004) 8NWLR (Pt. 875) 283 at 306, the Court specifically held thus:- "Is the brief the forum to raise the special defence of estoppel per rem judicatam? I think not. The case must be made out in
the pleadings before argument can be taken on it in the brief on appeal. The law is elementary that estoppel per rem judicatam is a special defence available to a defendant, which must be specifically
pleaded in the statement of defence. See Egbe v. Adefarasin (1987) 1 NWLR (Pt. 47) 1; Sosan v. Ademuyiwa (1986) 3 NWLR (Pt. 27) 241; Oshodi v. Eyifunmi (2000) 13 NWLR (Pt. 684) 298. (The
underlining is supplied by me for emphasis).
It is decipherable from the record of appeal that, the Appellant herein who was the defendant at the trial Court failed to specifically plead the defence of "estoppel per rem judicatam" in his pleadings at
that Court - See page 18 of the record of appeal for the Appellant's statement of defence in response to the Respondents' 2nd Amended Statement of Claim. Not only that, the Appellant had the
opportunity during the trial of the action to adduce evidence in regard of the said plea in defence of the action against him but he equally failed to avail himself of that opportunity. He is legally
foreclosed from raising the plea in the brief of argument of his counsel in this appeal for the first time as he has clearly wrongfully done. He cannot be heard on this plea, the argument of his learned
counsel that this issue touches on the jurisdiction of the trial Court notwithstanding.
The learned counsel for the Appellant has also argued that the action of the Respondents against him at the trial Court was an abuse of judicial/Court process. An abuse of judicial process means that the
process of the Court has not been used "bona fide" that is, in good faith and properly. The implication of the objection is that, the Court should not allow the appeal on the ground of abuse of its process.
Now, the legal concept of the abuse of the judicial process or the abuse of the procedure of the Court is very wide and infinite in variety. However, it is a general principle that an abuse of the process of
the Court is constituted when more than one suit/appeal are instituted by a plaintiff/appellant against a defendant/respondent, as the case may be, in respect of the same subject-matter, to the
harassment, irritation and annoyance of the defendant/respondent and in such a manner as to interfere with the administration of justice. See the cases of: (1) FRN v. Abiola (1997) 2 NWLR (Pt. 488) P.
444; (2) Okafor v. A.-G., Anambra (1991) 6NWLR (Pt. 200) p. 659 and (3) Saraki v. Kotoye (1992) 9 NWLR (Pt. 264) P. 156. This is also known as multiplicity of actions. Therefore, it is generally accepted
that, abuse lies in the multiplicity of the actions per se and "ipso facto", multiplicity is "prima facie" an abuse. See also the cases of: (1) Morgan v. W.A.A & Eng. Co. Ltd. (1971) 1 NMLR p.219 and (2) NV.
Scheep v. MV. "S. Araz" (2000) 15 NWLR (Pt. 691) P. 622. In the case of: Ogoejeofo v. Ogoejeofo (2006) 3 NWLR (Pt. 966) P. 205, the Supreme Court per Mohammed, JSC had the following to say on this
point: ...Abuse consists in the intention, purpose, and aim of the person exercising the right to harass, irritate and annoy the adversary, and interfere with the administration of justice, such as instituting
different actions between the same parties simultaneously in different Courts even though on different grounds. See Harriman v. Harriman (1989) 5 NWLR (Pt. 119) 6. Similarly so held was where two
similar processes were used in respect of the exercise of the same right. (The underlining is supplied by me for emphasis).
However, there is an exception to the above general principle that instituting a multiplicity of actions per se against an adversary concurrently is an abuse of the process of Court and that is, where there
is a valid notice to discontinue one action and the plaintiff/appellant will at the end of the day be left with just one action against the defendant/respondent. See the cases of: (1) NV. Scheep v. MV. "S.
Araz" (supra) and (2) Aghadiuno v. Onubogu (1998) 5 NWLR (Pt. 548) P. 16.
I consider it apposite to bring to the fore the very sound reasoning of Karibi-Whyte, (JSC Rtd.) in the case of: NV. Scheep v. MV. "S. Araz" (supra) that: ...the legal concept of the abuse of the judicial
process or the abuse of the procedure of the Court is very wide. The scope and content of the circumstances of the material facts and conduct which will result in such abuse is infinite in variety. It does
not appear that the category can be closed. New unforeseen conduct from the stratagem of plaintiffs can give rise to the abuse. An abuse may be constituted through a proper and legitimate conduct in
bringing actions even in the exercise of an established right in the manner or time of instituting actions. It may also be constituted by irregularities in the pursuit of actions....The abuse lies in the
multiplicity of the actions rather than in the exercise of the right. See also Kotoye v. Saraki (1992) 9 NWLR (Pt. 264) 156. (The underlining is supplied by me for emphasis).
From the antecedents of the instant matter already laid out above by me in this judgment, since abuse of process contemplates multiplicity of actions between the same parties in regard to the same
subject-matter and on the same issues, the argument of the Appellant's counsel is absolutely misconceived and amounts to a misperception of the law. For the so-called actions before the Upper Area
Court, Gombi had been discontinued by the Respondents and were no longer pending at the time the action filed before the trial Court was instituted by the Respondents against the Appellant on the
subject-matter in dispute between them. See also the cases of: (1) Dingyadi v. INEC (No.1) (2010) 18 NWLR (Pt. 1224) P. 1 and (2) Umeh v. Iwu (2008) 8 NWLR (Pt. 1089) P. 225.
Consequent upon my above enunciation, I hold that the trial Court's requisite jurisdiction in entertaining and determining the action of the Respondents against the Appellant in Suit No. ADSM/16/2010
was intact and was duly exercised by it. From on all fronts, the defence of "estoppel per rem judicatam" cannot avail the Appellant in the given circumstances of this matter."Per OMOLEYE, JCA(Pp.21-37,Paras.C-E).
ZUBAIR vs. KOLAWOLE(2019)LPELR-46928(SC)
ISSUE: ESTOPPEL PER REM JUDICATAM/RES JUDICATA: Principles of estoppel per rem judicatam
PRINCIPLE:
"Estoppel per rem judicatam or res judicata arises where an issue
of fact has been judicially determined in a final manner between the parties or their privies by a
Court or Tribunal having jurisdiction in the matter and the same issue comes directly in question in
subsequent proceedings between the parties and their privies. The principle operates where the
subject matter and the question raised in the second matter are the same as the subject matter
and question raised and decided in the first matter. Where successfully raised, it ousts the
jurisdiction of the Court to determine the matter. See: Coker Vs. Sanyaolu (1976) LPELR-877 (SC) @
20 D - E; Ajiboye Vs. Ishola (2006) 13 NWLR (Pt. 998) 628; Igbeke Vs. Okadigbo (2013) 12 NWLR
(Pt.1368) 225 0 254 D; Oleksandr & Ors. Vs. Lonestar Drilling Co. Ltd. & Anor. (2015) LPELR-24614 (SC) @ 50 A - B. There are two types of
estoppel: cause of action estoppel and issue estoppel. Cause of action estoppel arises where the
same cause of action has been held to lie (or not to lie) in a final judgment between the same
parties, or their privies, who are litigating in the same capacity (and on the same subject matter).
Issue estoppel, on the other hand, arises where an issue has earlier on been adjudicated upon by a
Court of competent jurisdiction and the same issue comes incidentally in question in any
subsequent proceedings between the same parties or their privies. See: Fadiora Vs. Gbadebo (1978)
3 SC 219 @ 228 & 229; Oshodi Vs. Eyifunmi (2000) 7 SC (Pt. II) 145. The applicable estoppel in
this case is cause of action estoppel. There were specific findings by a Court of competent
jurisdiction (the Kwara State High Court per Exhibit D25), that the cause of action arose in 1978,
that it was a chieftaincy matter and that the Court lacked jurisdiction to entertain it. The findings are binding and subsisting between the parties in the absence of an appeal. See: Durbar Hotel Plc.
Vs. Ityough & Ors. (2016) LPELR - 42560 (SC) @ 7 8 - F- A; Uwazurike Vs. Nwachukwu (2013) 3
NWLR (Pt. 1342) 503; Adedayo Vs. Babalola (1995) LPELR - 85 (SC) @ 40 A - C. In Adedayo Vs.
Babalola (Supra) reference was made to an earlier decision of this Court in Odjevwedje Vs.
Echanokpe (1987) 3 SC 47 @ 72; (1987) 1 NWLR (Pt. 52) 633, per Eso, JSC, to wit: "A decision of a
Court of competent jurisdiction not appealed against or which appealed against has not been set
aside, exists forever between the parties." It is evident from the finding of the learned trial Judge
that His Lordship only adverted his mind to issue estoppel. The Court below at pages 441 - 443 of
the record per Ignatius Igwe Agube, JCA, held inter alia: I shall round up this issue of estoppel by
referring to the lead judgment of Mukhtar, JSC at page 368 in the said Abubakar Vs. B.O. & A.P.
Ltd. (2007) 18 NWL R (Pt. 1066) (319) when she posited that once a matter is struck out for
want of jurisdiction, as was done on June 12th 1985 by Oyeyipo emeritus CJ, the only option opened
to the Plaintiff/Respondent and his family as an aggrieved party was to proceed on appeal rather
than reopen the case as they did before Fabiyi, J. (as he then was) in 1990. The judgment of the
Court of Appeal that set aside that of Fabiyi, J., has not enhanced their status in this case." Indeed,
the present suit is a replica of suit no. KWS/121/80 that was struck out by Oyeyipo, CJ for want of
jurisdiction. All the ingredients of a successful plea of Estoppel per rem judicatam exist mutatis
mutandis... With the greatest respect, by the decision of the Supreme Court earlier cited, it has
been settled that by striking out the first suit for want of jurisdiction, which decision has not been
appealed against, the status quo ante still subsists. Moreover, since the claim of the Plaintiff is
statute barred it is stale, dead and buried, never to be revived. The rights of the parties have been
settled for good and by the Latin maxim "interest rei publica ut sit finis- litium" it is for the common
good that there should be an end to litigation." I am unable to fault the sound reasoning above. It
was the proceedings in Exhibits D1 and D2 that gave rise to the suit and the judgment of Oyeyipo,
CJ in Exhibit D25. The parties, their privies and the cause of action in all three were the same as in
the suit before the learned trial Judge. In the absence of any appeal against the decision in Exhibit
D25, the trial Court was estopped from entertaining the suit. The decision of Oyeyipo, CJ that the
Court lacked jurisdiction to entertain the suit because the cause of action was not justiciable is
valid and subsisting. The learned trial Judge ought to have struck out the suit." Per KEKERE-EKUN, JSC.(Pp. 39-43, Paras. B-B).