United States Securities and Exchange Commission
A career with the Securities and Exchange Commission offers . . .
- Work that is exciting, challenging and meaningful
- Experience working on cutting edge issues and an opportunity to make a difference for investors in America
- Careers that broaden and deepen your already accomplished knowledge, skills and abilities
- Opportunity to contribute to the future of investing in the U
nited States
- A challenging environment to work and learn with the nation's experts
- Benefits, compensation, training, career expansion and a balance with your personal life
The Fort Worth Regional Office seeks to hire a Senior Officer- Regional Director (Attorney) in Fort Worth, TX. To learn more about this exciting opportunity, click on the following link!
The Regional Director position is in the Fort Worth Regional Office located in Fort Worth, TX and is open to US citizens.
The SEC is hiring for a Chief Risk and Strategy Officer (Program Management) in the Division of Examinations located in Washington, DC, Philadelphia, PA or New York, NY and is open to US Citizens.
Apply here:
The Chief Risk and Strategy Officer (CRSO) position is in the Division of Examinations located in Washington, DC, Philadelphia, PA or New York, NY and is open to US Citizens.
The SEC is hiring for a Chief Risk and Strategy Officer (Attorney) in the Division of Examinations located in Washington, DC, Philadelphia, PA or New York, NY and is open to US Citizens.
Apply here: https://www.usajobs.gov/job/693098900
The Chief Risk and Strategy Officer (CRSO) position is in the Division of Examinations located in Washington, DC, Philadelphia, PA or New York, NY and is open to the status candidates.
Today the Division of Examinations published a Risk Alert on observations from examinations of investment-advisers and broker-dealers regarding compliance with Regulation S-ID. Regulation S-ID requires the development and implementation of an identity theft prevention program for firms that offer or maintain covered accounts.
https://www.sec.gov/files/risk-alert-reg-s-id-120522.pdf
The SEC’s Investor Advisory Committee will hold a virtual public meeting on December 8 at 10 a.m. ET. The meeting will be webcast at sec.gov.
Read more about the agenda here:
https://www.sec.gov/spotlight/investor-advisory-committee/iac120822-agenda.htm
This panel will focus on analyzing the content and format of information that is conveyed to customers through account statements and through account information available from firms online and through apps. Our speakers will provide an overview of the regulatory requirements governing the delivery....
SEC’s Office of Minority and Women Inclusion will host virtual “Vendor Outreach Day” meetings for diverse vendors to meet procurement officials, share their capabilities & learn about opportunities.
Next meeting is 12/13.
Register
Other Supplier Diversity Outreach Feb. 26, 2014 As required by Section 342(c) of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, OMWI’s responsibilities related to supplier diversity include: developing and implementing standards and procedures to ensure, to the full extent ...
The Division of Enforcement, New York Regional Office seeks to fill TWO Trial Attorney - CRYPTO/CYBER positions in New York, NY. To learn more about this opportunity and to apply, click the following link:
If selected, you will join a well-respected team responsible for investigating possible violations of securities laws, recommending and litigating Commission action when appropriate, either in a federal court or before an administrative law judge, and negotiating settlements.
The SEC is hiring! Check out our Managing Executive Attorney position! The Division of Examinations seeks to hire a SENIOR OFFICER-MANAGING EXECUTIVE (Attorney) in Washington, DC.
To learn more about this opportunity or to apply, click on the link!
This Managing Executive position is in the Division of Examinations located in Washington, DC and is open to US citizens.
The SEC is hiring! Check out our new Senior Officer Position! The Division of Examinations seeks to hire a SENIOR OFFICER-MANAGING EXECUTIVE (Program Management) in Washington, DC.
Check it out and apply!
This Managing Executive position is in the Division of Examinations located in Washington, DC and is open to US citizens.
Join our team today at 2pm ET for a discussion with DAV Patriot Boot Camp about tools to empower veteran and military spouse entrepreneurs.
Join the live stream at 2pm: https://www.facebook.com/DAV
The Division of Economic and Risk Analysis - Office of Chief Counsel seeks to hire an Attorney-Adviser located Washington, DC. To learn more about this opportunity and to apply, click here:
This position is in the Division of Economic and Risk Analysis - Office of Chief Counsel (OCC) located in Washington, DC. The OCC provides guidance and counsel to the Chief Economist and other division staff regarding legal issues implicated by the Division's broad mandate. The office coord...
Division of Enforcement, Philadelphia Regional Office seeks to hire a Paralegal Specialist. Would you like to learn more about this opportunity? Apply here:
If selected, you will serve as a paralegal specialist providing support and assistance to the legal work being performed in a trial/litigation unit or as a paralegal supporting both litigation and investigative work.
Happy Veterans Day! Tune in Nov. 17th at 2pm ET as our team joins DAV Patriot Boot Camp for a live streaming Caffeine Connect session focused on empowering veteran and military spouse entrepreneurs to navigate the various pathways.
Today the Division of Examinations published a Risk Alert to highlight observations from broker-dealer examinations on the new Regulation NMS Rule 606 disclosure requirements and to remind broker-dealers of their obligations under this rule.
Next week the team joins DAV Patriot Boot Camp to discuss resources available to veteran and military spouse entrepreneurs. Join live on Nov 17th at 2pm ET on streaming channels.
The Denver Regional Office, Office of the Associate Regional Director (Enforcement) located in Denver, Colorado, seeks to hire a SENIOR OFFICER-ASSOCIATE REGIONAL DIRECTOR (ENFORCEMENT). Check us out:
This position is in the Denver Regional Office, Office of the Associate Regional Director (Enforcement) located in Denver, Colorado and is open to US Citizens. The Division of Enforcement investigates possible violations of securities laws, recommends Commission action when appropriate, eit...
The Attorney-Adviser positions are within the Division of Examinations in the Denver Regional Office located in Denver, CO and the Chicago Regional Office located in Chicago, IL.
Check us out and apply:
The Attorney-Adviser positions are within the Division of Examinations in the Denver Regional Office located in Denver, CO and the Chicago Regional Office located in Chicago, IL. These positions are open to all US citizens.
The Division of Examinations is filling two positions for a Securities Compliance Examiner, one located in Chicago, IL and one located in Denver, CO.
Check us out and apply here:
The Division of Examinations is filling two positions for a Securities Compliance Examiner, SK-1831-12 or 13, one located in Chicago, IL and one located in Denver, CO. This announcement is open to all US citizens.
The Division of Economic and Risk Analysis seeks to hire TWO Financial Economists. Check out the links and apply!
Candidates should have an interest and research experience in: applied microeconomics fields such as finance, industrial organization, public economics, and labor. We seek individuals with a track record of creative thinking, strong empirical research abilities, and excellent communication skills. Interest in finance, securities markets and public policy is essential.
Check out the links and apply!
SEC Fellow (Economist) - https://www.usajobs.gov/job/686458900
Financial Economist - https://www.usajobs.gov/job/686460400
Candidates should have an interest and research experience in: applied microeconomics fields such as finance, industrial organization, public economics, and labor. We seek individuals with a track record of creative thinking, strong empirical research abilities, and excellent communication skills. I...
The U.S. Securities and Exchange Commission (SEC) is launching the SEC Scholars Program in the Summer 2023. The program targets currently enrolled students to participate in a paid ten-week summer internship. The SEC Scholars Program will begin June 5, 2023 and conclude on August 11, 2023.
The application period is October 31, 2022 to November 18, 2022.
Additional information can be found by accessing the links below:
Regional Office Law - https://sec.usajobs.gov/job/685931600
Headquarters Law - https://sec.usajobs.gov/job/685931500
The SEC is actively recruiting for the SEC Scholars Legal Program for Summer 2023 The program targets currently enrolled JD (starting 3L year in Fall 2023) and LL.M. students to participate in a ten-week internship, these are temporary appointments. Please see
The Division of Corporation Finance seeks to hire a SENIOR OFFICER-ASSOCIATE DIRECTOR (SPECIALIZED POLICY AND DISCLOSURE) located in Washington, DC. Check us out and apply!
The Assoicate Director position in the Division of Corporation Finance's Specialized Policy and Disclosure Group is located in Washington, D.C and is open to US citizens.
The Division of Examination seeks to hire a SENIOR OFFICER-CHIEF COUNSEL located in Washington, DC. Check us out and apply!
The Chief Counsel position is in the Division of Examinations located in Washington, DC. This job announcement is open to US citizens.
The Office of Human Resources seeks to hire a SENIOR OFFICER-DIRECTOR in Washington, DC. Check us out and apply!
The Director of the Office of Human Resources (OHR) will have responsibility, as well as delegated authority, for the direction and management of the SEC's human capital programs and operations, to efficiently achieve specified goals and objectives. This Director position is in the Office o...
The Office of Administrative Law Judges seeks a Chief Administrative Law Judge for the Washinton, DC office. Check us out and apply:
The Office of Administrative Law Judges supports the Commission's mission by conducting hearings, issuing initial decisions, and adjudicating ancillary matters in administrative proceedings. The Commission initiates an administrative proceeding by issuing an order instituting proceedings, which in m...
The Division of Enforcement seeks to hire a Securities Compliance Examiner in the New York Office. Check it out and apply!
The Division of Enforcement conducts investigations into possible violations of the federal securities laws, and litigates the Commission's civil enforcement proceedings in the federal courts and in administrative proceedings. The Securities Compliance Examiner position will serve in an inv...
The Division of Enforcement seeks to hire a Trial Attorney in the New York Office. Check it out and apply!
If selected, you will join a well-respected team of Trial Attorneys within the Division of Enforcement responsible for investigating possible violations of securities laws, recommending and litigating Commission action when appropriate, either in a federal court or before an administrative law judge...
The Division of Enforcement is seeking experienced candidates to serve as General Attorney in New York, NY. Check us out!
The Division of Enforcement (ENF) is seeking talented and experienced candidates to serve as a General Attorney. If selected, you will join a well-respected team that is responsible for conducting investigations dealing with difficult and complex matters involving all aspects of the securities marke...
Today we announced charges against Kim Kardashian for promoting a crypto security offered by EthereumMax without disclosing the payment she received for the promotion.
Kardashian agreed to settle the charges, pay $1.26 million, and cooperate with the investigation.
This case is a reminder that, when celebrities or influencers endorse investment opportunities, including crypto asset securities, it doesn’t mean those investment products are right for all investors.
https://www.sec.gov/news/press-release/2022-183
Job Alert!
The Office of the Inspector General (OIG) in our Washington, D.C. Headquarters is actively seeking Auditors!
For more information and to apply, please follow the links below.
Auditor - https://www.usajobs.gov/job/679341100
Auditor (IT Audits) - https://www.usajobs.gov/job/679342700
The Office of Inspector General (OIG) is an independent office within the U.S. Securities and Exchange Commission (SEC or Commission) that conducts, supervises, and coordinates audits and investigations of the programs and operations of the SEC. The mission of the OIG is to prevent and detect fraud,...
We extended the app deadline for our Spring 2023 SEC Scholars paid internship program to Sep 30!
We have openings for regional offices and headquarter offices. Application links 🔽
Regional Office Law: https://www.usajobs.gov/job/675024000
Headquarters Law: https://www.usajobs.gov/job/675024400
Regional Office Business: https://www.usajobs.gov/job/675024200
Headquarters Business: https://www.usajobs.gov/job/675023800
In the final episode of The Exchange: Conversations on Women's Financial Literacy, SEC-Fort Worth’s Jill Harris and Jeaneen Kappell discuss financial literacy, differences in how women and men tend to handle finances, and the impact of those differences.
Watch here 👉 https://www.youtube.com/watch?v=T3PCFHd2bL8
A discussion about the financial literacy, its importance and the notable difference in how women interact with finances.*** About The Securities and Exchang...
The SEC Office of General Counsel seeks to hire a Supervisory General Attorney in Washington, DC. Review full qualifications and apply here:
The Legal Policy 3 Group in the Office of the General Counsel provides legal and policy advice to the Commission concerning securities laws, administrative law, and other applicable legal authorities. In particular, the group analyzes regulatory recommendations to the Commission, primarily from the....
The U.S. Securities and Exchange Commission (SEC) is launching the SEC Scholars Program in the Summer 2022. The program targets currently enrolled students to participate in a paid ten-week summer internship. The SEC Scholars Program will begin January 30, 2023 and conclude on April 7, 2023.
The application period is September 2, 2022 to September 23, 2022.
Additional information can be found by accessing the links below:
Regional Office Law - https://www.usajobs.gov/job/675024000
Headquarters Law - https://www.usajobs.gov/job/675024400
Regional Office Business - https://www.usajobs.gov/job/675024200
Headquarters Business - https://www.usajobs.gov/job/675023800
The SEC is actively recruiting for the SEC Scholars Business Program for Spring 2023. The program targets currently enrolled undergraduate and graduate students to participate in a ten-week summer internships, these are temporary appointments. Please see
Job Alert!
The San Francisco Regional Office, Office of the Associate Regional Director (Enforcement) in San Francisco, CA seeks to hire a Senior Officer Associate Regional Director (Attorney). Review our posting for the full job overview and qualifications: https://www.usajobs.gov/job/675010300
This position is located in the San Francisco Regional Office, Office of the Associate Regional Director (Enforcement) in San Francisco, CA. The Division of Enforcement investigates possible violations of securities laws, recommends Commission action when appropriate, either in federal cour...
Division of Enforcement, Boston Regional Office seeks to hire an Investor Assistance Specialist in Boston, MA. Review the full job qualifications and application instructions here:
If selected, you will join a well-respected team that is responsible for receiving, analyzing, researching, evaluating and responding to tips, complaints, and referrals (TCRs) that relate to potential violations of the federal securities laws or investor concerns.
Did you know women dedicate 3.2x more time than men to unpaid care?
In this week’s “Conversations on Financial Literacy,” SEC-Fort Worth’s Jill Harris and Kim Cain examine the impact of US women’s heavy dependent-care load on their finances.
Watch the latest episode ⬇️
A discussion of the high cost of child care and its direct impact on long-term earning and investment potential.*** About The Securities and Exchange Commiss...
The Office of the General Counsel seeks to fill a Supervisory General Attorney position. Review our posting for the full job overview and qualifications here:
The Legal Policy 3 Group in the Office of the General Counsel provides legal and policy advice to the Commission concerning securities laws, administrative law, and other applicable legal authorities. In particular, the group analyzes regulatory recommendations to the Commission, primarily from the....
Join today’s episode of The Exchange: Conversations on . FWRO Assistant Director, Sarah Mallett and FWRO staff attorney, Jill Harris discuss the financial basics and best practices to create discretionary income.
The conversation addresses some of today’s most relevant topics facing women and finance, including student debt, salary negotiation, the cost of childcare, and long term retirement savings.
Watch 🎥
A discussion of the financial basics, including budgeting, salary negotiation and career planning as well as managing debt. *** About The Securities and Exch...
Our Office of Minority & Women Inclusion is hosting “Vendor Outreach Day” meetings remotely for diverse vendors to meet agency procurement officials, share their capabilities & learn about upcoming opportunities.
Next meeting is September 13, 2022.
More info:
Other Supplier Diversity Outreach Feb. 26, 2014 As required by Section 342(c) of the Dodd Frank Wall Street Reform and Consumer Protection Act of 2010, OMWI’s responsibilities related to supplier diversity include: developing and implementing standards and procedures to ensure, to the full extent ...
Today at 3pm we join Small Business Majority for a webinar on equity capital raising.
Don’t forget to register 👉
Join SBM and members of the Securities and Exchange Commission’s Office of the Advocate for Small Business Capital Formation
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20549
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Introducing The Exchange: Conversations on #WomenFinancialLiteracy The host, Jill Harris, speaks with fellow female enforcement attorneys in the Fort Worth Regional Office about challenges & issues women face as investors. Ep 2: Financial Basics 101 will go live on Sept 2nd at 10am ET. Episodes will be live on our YouTube channel: https://youtube.com/playlist?list=PLrB8PjaXSV6tpQkuPiEf95caIMYb2W5y7
Did you know women control about 40% of all personal wealth in the US? Despite this, women generally are less confident investors. Tune into our new series addressing the cross section of women & investing. 1st episode is going live tomorrow at 10am ET.
What is short selling? You might've heard of it in the wake of the meme stock events of Jan ’21. We proposed rule changes at the U.S. Securities and Exchange Commission to bring greater transparency into short selling—for regulators & investors.
A driving force for our Enforcement Division is holding bad actors accountable and delivering justice for investors. Enforcement Director Gurbir S. Grewal shares some reflections on his first year at the SEC:
On July 18, 2022, Jaime Lizárraga was sworn into office as a Commissioner by Chair Gary Gensler. Commissioner Lizárraga was nominated by President Biden earlier this year and confirmed by the U.S. Senate on June 16.
Last week Mark T. Uyeda was sworn into office as a Commissioner. We look forward to working with Commissioner Uyeda to advance our mission to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.
We are committed to helping prevent elder investor fraud. We encourage you & your loved ones to visit http://investor.gov to find education resources & research brokers or advisers to find out if they are legitimate. #ElderAbuseAwarenessDay #WEAAD
We’re more than halfway through #FinancialCapabilityMonth, and it’s always important to be careful where we get our financial information. If you’re not sure where to start, go to http://investor.gov
In a message to staff, SEC Chair Gary Gensler reflects on his first year at the U.S. Securities and Exchange Commission.
As part of the SEC Small Business Advocacy team’s efforts to increase access to information about #capitalraising, we are releasing a series of brief Capital Raising 101 videos on topics like the importance of education in capital raising and how to know when you’re ready to raise capital from investors. Watch the latest in our series now!
We got some big things done in 2021, and we're rockin and rollin into 2022 with a lot more to do!
Where and how are companies raising capital? Explore our interactive maps here 👇 https://www.sec.gov/capitalraising/trends
What does plumbing have to do with meme stocks? Find out here 📽️
NEWS: SEC staff just released the Report on Equity and Options Market Structure Conditions in Early 2021 (aka the GameStop Report). Read the GameStop report here ⬇️ https://www.sec.gov/files/staff-report-equity-options-market-struction-conditions-early-2021.pdf
The Commission proposed rules related to corporate governance to increase transparency on two aspects of proxy voting. Before the rule is finalized, we put out the proposal for public comment. We want to hear from you! Go to sec.gov to submit your comments.
We delivered a report to Congress on our 40th Annual #SECSmallBizForum which includes recommendations on: 💬 Finding Your First Dollars 💬 Doing Your Diligence 💬 Diversifying Capital Allocators 💬 Small Cap Insights A huge thanks to the wonderful group of entrepreneurs, investors, thought leaders, and industry participants that shared their time and feedback at the forum! Check out highlights and recommendations in our report:https://www.sec.gov/files/2021_OASB_Annual_Forum_Report_FINAL_508.pdf
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